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NOx Tier Compliance Check

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MARPOL Annex VI Regulation 13 establishes a three-tier engine-certification regime for marine diesel engines, with the maximum permitted NOx emission rate set as a function of the engine’s rated rotational speed n in rpm. The applicable tier is determined by the engine’s installation date and (for Tier III) by the engine’s current operating area.

Tier-applicability rules

Engine installation dateApplicable tier outside NECAApplicable tier inside NECA
Before 1 January 2000not regulatednot regulated
1 January 2000 – 31 December 2010Tier ITier I
1 January 2011 – NECA effective dateTier IITier II
On or after NECA effective dateTier IITier III

NECA effective dates: North American NECA and US Caribbean Sea NECA from 1 January 2016; Baltic Sea NECA and North Sea NECA from 1 January 2021.

Tier limits as a function of rated speed

Each tier has a piecewise-defined limit as a function of the engine’s rated rotational speed n in rpm:

$$ \text{NOx}_\text{limit} = \begin{cases} A_\text{low} \& n < 130 \\ K \cdot n^{p} \& 130 \le n < 2000 \\ A_\text{high} \& n \ge 2000 \end{cases} $$
Tier$A_\text{low}$ (g/kWh)$K$$p$$A_\text{high}$ (g/kWh)
Tier I17.045$-0.2$9.8
Tier II14.444$-0.23$7.7
Tier III3.49$-0.20$2.0

Symbol legend

SymbolMeaningUnitSource
$\text{NOx}_\text{limit}$Maximum permitted cycle-weighted NOxg / kWhresult
$n$Engine rated rotational speedrpmEIAPP Certificate
$A_\text{low}$, $A_\text{high}$Constant limits at low / high rated speedg / kWhMEPC.176(58) Reg 13 Table
$K$, $p$Tier-specific coefficient and exponent for medium rated speed-MEPC.176(58) Reg 13 Table

Compliance margin

$$ \text{Margin} = \text{NOx}_\text{limit} - \text{NOx}_\text{certified} $$

where $\text{NOx}_\text{certified}$ is the cycle-weighted NOx from the engine’s EIAPP Certificate. Positive margin = compliant; negative margin = non-compliant.

Worked examples

EngineRated speed (rpm)Installation yearOperating areaTierLimit (g/kWh)
Slow-speed two-stroke (95 rpm), 2024 install, in Baltic NECA952024inside NECATier III3.4
Slow-speed two-stroke (95 rpm), 2024 install, mid-Atlantic952024outside NECATier II14.4
Slow-speed two-stroke (95 rpm), 2008 install, anywhere952008anyTier I17.0
Medium-speed (720 rpm), 2018 install, in Baltic7202018inside NECATier II (Baltic NECA effective 2021)9.7
Medium-speed (720 rpm), 2022 install, in Baltic NECA7202022inside NECATier III1.7
High-speed (3000 rpm), 2024 install, in NECA30002024inside NECATier III2.0

Sources

  • IMO MARPOL Annex VI Regulation 13.
  • IMO Resolution MEPC.176(58) - Amendments to MARPOL Annex VI (revised Annex VI with the 3-tier NOx framework). 10 October 2008.
  • IMO Resolution MEPC.177(58) - NOx Technical Code 2008. 10 October 2008.
  • IMO Resolution MEPC.272(69) - 2016 Amendments to the NOx Technical Code 2008. 22 April 2016.
  • IMO Resolution MEPC.286(71) - Baltic and North Sea NECA designation. 7 July 2017.
  • IMO MEPC.1/Circ.795 - Unified interpretations to MARPOL Annex VI. 22 May 2015.

See also

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